Regtelike konkretisering van fundamentele regte : 'n vergelykende ondersoek van grondwetlike Hermeneutiek
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North-West University (South Africa).
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Abstract
The birth of the new constitutional order on 27 April 1994 in the Republic of South
Africa saw the coming into force of the 1993 Grundnorm Constitution and the Charter
of Fundamental Rights. With the new Constitution the nature of the state changed
from a repressive apartheid oligarchy to a liberal democratic composite constitutional
state in which the protection of human dignity, life, individual freedom and equality
are the most fundamental constitutional norms and values.
The 1996 Constitution confirmed the normative value-orientated constitutional
character of a new free and democratic South African order, by redefining it as a
social democracy in which the values of human dignity, equality and individual
freedom are paramount. The new Bill of Rights in particular is a comprehensive
document emphasising the unique South African quest for social justice by the
eradication of discrimination, the promotion of social and economic development and
the concretisation of fundamental rights and freedoms in all spheres of society.
The South African judiciary and particularly the new Constitutional Court, amongst
others, are constitutionally tasked to protect, promote and, in the final analysis,
concretise the Bill of Rights and fundamental constitutional values. The new
Grundnorm Constitution, and more specifically the fundamental rights and freedoms
in the Bill of Rjghts, are sui generis, open-ended, value-orientated norms laid down in
principle only. This unique character necessitates a sui generis method of
interpretation and construction that secures the proper understanding, protection,
promotion and concretisation of these fundamental rights and freedoms in the Bill of
Rights.
The literal-cum-intentional method of statutory interpretation followed by the South
African courts in the past are not suitable to ensure the proper protection and
concretisation of the fundamental rights and freedoms of the Bill of Rights in a
material constitutional state. Also, the danger of the manifestation of subjective non-rational
influences when judges give content to these sui generis norms is evident. A
new constitutional hermeneutic approach is thus required.
This new responsibility and powers of constitutional review of the South African
courts are well established in other democracies and in international law. The present
study undertakes a comprehensive comparative legal investigation of the sui generis
method in which the judges of leading jurisdictions such as the German
Bundesverfassungsgericht, the American and Canadian Supreme Courts, the
European Court of Human Rights and finally the South African Constitutional Court
interpret and concretise constitutionally protected fundamental rights and freedoms.
Bearing in mjnd the unique constitutional and jurisprudential nature of each of the
jurisdictions researched, it is argued that the canons of construction found in the
German constitutional jurisprudence form the primary hermeneutic framework for the
systematisation of the various arguments used by the courts to substantiate the
interpretation and concretisation of fundamental rights and freedoms in the said
jurisdictions. In this regard reference is made to grammatical construction, genetic
and historical construction, contextual and systematic construction, teleological
construction, and comparative construction.
In addition, specific principles of constitutional interpretation which may vary
amongst the different jurisdictions, are also researched - for example the principle of
the unity of the Constitution, constitutional interpretation of the ordinary legal norm
(reading down or verfassungskonforme Interpretation) , judicial restraint, realisation of
the normative legal force of the Constitution, the proportionality principle, protection
of the essential content of a right, the weighing and balancing and the harmonising
(praktische Konkordanz) of opposing values or interests, and preference for the lex
specialis in the event of an overlap with a lex generalis. The interpretational role of
fundamental constitutional principles such as democracy, constitutionalism
(Rechtsstaatlichkeit), social well-being and the fundamental constitutional values of
human dignity, individual freedom and equality are also illustrated along with rules
applying to wide or extensive interpretation, gap-filling, presumptions, policy and
reality considerations, the doctrines of stare decisis and state action and the third party
effect of fundamental rights.
The study also confirms, with the exception of the jurisprudence of the Supreme
Court of the United States of America, the universal application of the two step
approach for the concretising of fundamental rights and freedoms. With the first step
the normative field of protection of the fundamental right is constructed, after which
the meaning and effect of the ordinary legal norm is determined to establish whether
the latter limits the former. If it is found to be the case, the second step follows in
which the constitutionality of the limitation is evaluated in terms of the constitutional
requirements. The two step approach can thus be regarded as the secondary
framework for the systematisation of comparative constitutional hermeneutics.
The study concludes that, as a general basis for constitutional hermeneutics,
fundamental rights and freedoms are primarily concretised through a coherent process
of systematic-contextual and teleological value-orientated arguments conducted in the
two step argumentative process. Finally, the study refers to proposals from scholars
in various jurisdictions who have contributed to the growing volume of theory on
constitutional hermeneutics and the methodology of judicial review. The writer then
identifies a few methodological beacons in his own approach.
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LLD, North-West University, Potchefstroom Campus
