Browsing Electronic Theses and Dissertations (ETDs) by Subject "Compliance risk"
Now showing items 1-2 of 2
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Legal risk and compliance risk in the banking industry in South Africa
(North-West University, 2013)The Basel Committee on Banking Supervision has defined operational risk, legal risk and compliance risk. However, the definitions might not be adequate for countries with a hybrid legal system, such as South Africa. This ... -
Mechanisms to identify synergies between compliance and operational risk functions
(2016)Academic literature is limited on how to coordinate the compliance and operational risk functions in organisations. The functional overlap between these two functions in financial institutions, such as banks, may result ...